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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Litchfield, NH • United States

Two Contra Way, Merrimack, NH 03054-4334 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Bedford NH 10/2017 04/2019
Mass Mutual Bedford NH 08/2017 04/2019
Santander Securities, Llc Dorchester MA 01/2022 11/2022
Fidelity Investments Merrimack NH 02/2024 Present
Unemployed Litchfield NH 09/2023 02/2024
Commonwealth Financial Group Boston MA 10/2017 04/2019
Santander Securities, Llc Dorchester MA 01/2022 11/2022
Citizens Securities, Inc. Nashua NH 04/2019 12/2021
Hertz Salem NH 04/2015 09/2017
Geeks Who Drink Pub Quiz Broomfield CO 01/2022 09/2022
Santander Bank, Na Boston MA 01/2022 09/2023
Santander Securities, Llc Dorchester MA 11/2022 09/2023
Fidelity Investments Boston MA 03/2025 Present
  • 10/2017 → 04/2019
    Mml Investors Services Llc
    Bedford, NH
  • 08/2017 → 04/2019
    Mass Mutual
    Bedford, NH
  • 01/2022 → 11/2022
    Dorchester, MA
  • 02/2024 → Present
    Fidelity Investments
    Merrimack, NH
  • 09/2023 → 02/2024
    Unemployed
    Litchfield, NH
  • 10/2017 → 04/2019
    Commonwealth Financial Group
    Boston, MA
  • 01/2022 → 11/2022
    Dorchester, MA
  • 04/2019 → 12/2021
    Nashua, NH
  • 04/2015 → 09/2017
    Hertz
    Salem, NH
  • 01/2022 → 09/2022
    Geeks Who Drink Pub Quiz
    Broomfield, CO
  • 01/2022 → 09/2023
    Santander Bank, Na
    Boston, MA
  • 11/2022 → 09/2023
    Dorchester, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-07-11 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
    Litchfield, NH
  • 2022-01-12 → 2023-09-05
    Lowell, MA
    Nashua, NH
    Nashua, NH
    Lowell, MA
    Dracut, MA
    Boston, MA
  • 2019-05-30 → 2021-12-20
    Pelham, NH
    Nashua, NH
    Hudson, NH
    Nashua, NH
Other Businesses

OBA-107218|OrgNmn:Geeks Who Drink|Org Addr:Broomfield,Colorado,US|OBA Nature:Bar Trivia Hosts|Invst Rel:N|Title:Employee|Duties:once every 2 months ask questions at a bar for about 2 hours. |StrtDt:03-01-24|TotHrs/mon:2|TrdHrs/mon:0|OBA-107219|OrgNmn:Litchfield Schools Community Alliance|Org Addr:Litchfield,New Hampsh,US|OBA Nature:Helping Schools in litchfield |Invst Rel:N|Title:Director|Duties:Help with fundraising and efforts to build schools in Litchfiled NH|StrtDt:|TotHrs/mon:3|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-28
S63 Uniform Securities Agent State Law Examination 2018-01-03
  • S65 Uniform Investment Adviser Law Examination
    2019-05-28
  • S63 Uniform Securities Agent State Law Examination
    2018-01-03
Other Names
  • Bill Stewart Fleming
  • William Stewart Fleming

View on SEC IAPD

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