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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-10-29 |
| TX | RA | APPROVED | 2020-08-17 |
Branch Locations
6300 Limestone Rd Ste C, Hockessin, DE 19707 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Dallas | TX | 08/2017 | 08/2020 |
| Unemployed | Dallas | TX | 11/2015 | 07/2017 |
| Ameriprise Financial Services, Llc | Richardson | TX | 08/2020 | Present |
Business Ownership; CEF Strategic Consulting LLC; Owner of LLC; Consulting; 5809 Windmier Lane, , Dallas, TX, 75252; Investment-Related; 10/01/2019; 1 to 9 hours per month; 0 during trading hours / 5809 Windmier Lane, LLC; Owner; This LLC is for my primary residence. This is a business ownership situation where i own the LLC; 5809 Windmier Lane, , Dallas, TX, 75252; Not Investment-Related; 03/12/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-19 |
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