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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-06 |
| TX | RA | APPROVED | 2022-06-06 |
Branch Locations
101 California Street 23Rd Floor, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | San Jose | CA | 08/2017 | 12/2019 |
| Nylife Securities Llc | San Jose | CA | 07/2018 | 12/2019 |
| Unemployed | Santa Clara | CA | 01/2000 | 12/2017 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 02/2021 | 05/2022 |
| Wells Fargo Bank, Na | San Francisco | CA | 02/2021 | 05/2022 |
| Emc Seafood And Raw Bar | San Jose | CA | 02/2020 | 08/2020 |
| Unemployed | Santa Clara | CA | 08/2020 | 02/2021 |
| Morgan Stanley | San Francisco | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-20 |
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