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Joseph Francisco Suarez

Wells Fargo Clearing Services, LLC

Cerritos, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-07
  • CA RA
    APPROVED
    Since 2021-01-07

Branch Locations

18712 Gridley Rd, Cerritos, CA 90703 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Cerritos CA 06/2007 Present
Wells Fargo Clearing Services Llc Cerritos CA 08/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Other Names
  • Joe Francisco Suarez
  • Joseph F Suarez

View on SEC IAPD

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