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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-01 |
| CA | RA | APPROVED | 2020-07-29 |
Branch Locations
550 South Winchester Blvd #405, San Jose, CA 95128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | San Jose | CA | 10/2017 | Present |
| Nylife Securities Llc | San Jose | CA | 07/2018 | Present |
| Unemployed | San Jose | CA | 12/2016 | 09/2017 |
| Pishrafteh Co. | Tehran | 06/2009 | 11/2016 | |
| Industrial Management Institute | Tehran | 09/2014 | 10/2016 | |
| Eagle Strategies Llc | San Jose | CA | 07/2020 | Present |
| Aval Financial Strategies And Insurance Solutions, Inc. | San Jose | CA | 04/2021 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 550 S. Winchester Blvd. Ste 405, San Jose, CA 95128; Start Date 11/2020; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 3 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF AVAL FINANCIAL STRATEGIES AND INSURANCE SOLUTIONS, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SAN JOSE, CA; START DATE: 04/2021]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-23 |
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