David Brock Whitson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Saraland, AL

Previous Registrations

• 2009-05-06 → 2025-06-05
  Western International Securities, Inc.
  Bakersfield, CA
  Pasadena, CA
  Saraland, AL
  Newport Beach, CA
• 2007-03-16 → 2009-05-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bakersfield, CA
  Bakersfield, CA

Other Businesses

1- 06/2025 - Whitson Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 160 hours per month/ during trading 2- 06/2025 - David Whitson Insurance Agent - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/01/1999 - 10 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-14
• S63 Uniform Securities Agent State Law Examination
  1999-03-05