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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-02 |
| MN | RA | APPROVED | 2024-03-19 |
Branch Locations
2184 Bunker Lake Blvd Nw, Andover, MN 55304 • United States
3410 River Rapids Dr Nw, Coon Rapids, MN 55448 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Blaine | MN | 11/2013 | 03/2024 |
| J.P. Morgan Securities Llc | Blaine | MN | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Blaine | MN | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-11 |
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