Kathleen Margaret Phillips

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 09/2017
  At&T
  Denver, CO
• 06/2017 → Present
  University Of Colorado - Denver
  Denver, CO
• 01/2014 → 01/2017
  Cherry Creek Schools
  Centennial, CO
• 07/2017 → Present
  New York Life Insurance Company
  Denver, CO
• 10/2017 → Present
  Nylife Securities, Llc
  Denver, CO
• 01/2020 → 04/2024
  Five Peaks Capital Group Llc
  Denver, CO
• 07/2020 → 06/2021
  Golden High School
  Golden, CO
• 01/2021 → Present
  Eagle Strategies Llc
  Denver, CO

Other Businesses

[The Edge Volleyball club - Coach; I will be coaching and instructing a girls volleyball team on the basics and strategies of playing and competing in volleyball; 3395 Carder Ct Unit C300, Littleton, CO 80129; Start Date 09/2020; Role/Title: Educator/Instructor; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 888 S Harrison St #900 Fort Wayne, IN 46802; Start Date 10/2021; Role/Title: Independent Contractor; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [SHE Suite; helping organize women's networking events; 1735 Central Street, Unit 312, Denver CO 80211; Start Date 03/2022; Role/Title: Member; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours; organize events] [Rocky Mountain Alliance Children's Foundation; non-profit organization with a mission to improve the lives and well-being of Denver-area children-in-need; P.O. Box 1798 Denver, Colorado 80201; Start Date 04/2025; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; Social director][Dakota Ridge High School ; Volleyball Coach. coaching volleyball for the level 3 team for Dakota Ridge High school; 13399 W Coal Mine Ave, Littleton, CO 80127; Start Date 08/2023; Role/Title: Employee; Not Investment Related; 30 hours per month; 3 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2021-01-20
• S63 Uniform Securities Agent State Law Examination
  2018-12-19