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Jason Steiner

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-16
NC RA APPROVED 2023-06-15
SC RA APPROVED 2023-06-15
  • TX RA
    APPROVED
    Since 2023-06-16
  • NC RA
    APPROVED
    Since 2023-06-15
  • SC RA
    APPROVED
    Since 2023-06-15

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2017 11/2018
Brigham Young University - Idaho Rexburg ID 09/2014 12/2017
Brigham Young University - Idaho Student Records & Registration Rexburg ID 04/2015 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Carolina NC 01/2019 07/2021
Snyder's Lance Charlotte NC 12/2018 01/2019
Lpl Financial Llc Ft Mill SC 05/2023 Present
Unemployed Charlotte NC 07/2021 05/2023
  • 08/2017 → 11/2018
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2014 → 12/2017
    Brigham Young University - Idaho
    Rexburg, ID
  • 04/2015 → 07/2017
    Brigham Young University - Idaho Student Records & Registration
    Rexburg, ID
  • 01/2019 → 07/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    North Carolina, NC
  • 12/2018 → 01/2019
    Snyder's Lance
    Charlotte, NC
  • 05/2023 → Present
    Lpl Financial Llc
    Ft Mill, SC
  • 07/2021 → 05/2023
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-15
S63 Uniform Securities Agent State Law Examination 2017-10-20
  • S65 Uniform Investment Adviser Law Examination
    2023-06-15
  • S63 Uniform Securities Agent State Law Examination
    2017-10-20
Other Names
  • Jason Steiner
  • Jason Scott Steiner

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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