Kathryn M Lester

Employer firm

Vandalia Wealth CRD 340089

$250M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 10/2019
  Jjb Hillisrd Wl Lyons Llc
  Charleston, WV
• 10/2019 → 03/2023
  Robert W. Baird & Co. Incorporated
  Charleston, WV
• 04/2023 → Present
  Axxcess Wealth Management, Llc
  Charleston, WV
• 04/2026 → Present
  Vandalia Wealth Management Incorporated
  Indianapolis, IN

Previous Registrations

• 2019-10-18 → 2023-03-01
  Robert W. Baird & Co. Incorporated
  Charleston - Northgate, WV
• 2012-07-06 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Charleston, WV
• 2004-09-22 → 2012-07-06
  Scott & Stringfellow, Llc
  Charleston, WV
  Charleston, WV
• 1999-12-02 → 2004-10-04
  Wells Fargo Clearing Services, Llc
  Charleston, WV

Other Businesses

1. DIOCESE OF WHEELING/CHARLESTON, INVESTMENT-RELATED, WHEELING, WV, RELIGIOUS ORGANIZATION, INVESTMENT/FINANCE COMMITTEE MEMBER, START11/04/2020, 0-3 HOURS/MONTH, 0-3 HOURS DURING SECURITIES TRADING HOURS, ATTEND MEETINGS AND HELP WITH THE DIOCESE'S INVESTMENTS AND FINANCES. 2. INSURANCE, NOT INVESTMENT-RELATED, CHARLESTON, WV, INSURANCE AGENT, START 04/14/2000, APPROXIMATELY 16 HOURS/MONTH, APPROXIMATELY 16 HOURS DURING SECURITIES TRADING HOURS/MONTH, SALES OF INSURANCE PRODUCTS. 3. CONDOMINIUM BOARD, NOT INVESTMENT-RELATED, CHARLESTON, WV, REAL ESTATE, BOARD MEMBER, START 12/2021, 1-2 HOURS/MONTH, NOT DURING TRADING HOURS, PREPARE FOR AND ATTEND CONDO BOARD MEETINGS 4. BLESSED SACRAMENT CATHOLIC CHURCH, NOT INVESTMENT-RELATED, SOUTH CHARLESTON, WV, RELIGIOUS ORGANIZATION, FINANCE COMMITTEE MEMBER, START 12/2000, 1 HOUR/MONTH, NOT DURING TRADING HOURS, HELP PREPARE AND KEEP BUDGET AND REVIEW FINANCIALS 5. ELK CITY RENEWAL ASSOCIATION, NOT INVESTMENT-RELATED, CHARLESTON, WV, CHARITABLE ORGANIZATION, BOARD MEMBER, START 02/2018, 1 HOUR/MONTH, NOT DURING SECURITIES TRADING HOURS, ATTEND MONTHLY BOARD MEETINGS 6. ON A TEMPORARY AND TRANSITIONAL BASIS, KATHRYN LESTER WILL BE DUALLY REGISTERED AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH VANDALIA WEALTH MANAGEMENT INCORPORATED ("VANDALIA WEALTH") AND AXXCESS WEALTH MANAGEMENT, LLC ("AXXCESS WEALTH"). THIS DUAL AFFILIATION IS STRICTLY FOR TRANSITIONAL PURPOSES ONLY. FOLLOWING THE TRANSITION OF CLIENTS FROM AXXCESS WEALTH TO VANDALIA WEALTH, THIS DUAL AFFILIATION WILL CEASE.

Exams

• S66 Uniform Combined State Law Examination
  1997-09-30

Other Names

• Kathryn M Egler
• Kathy Lester