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Clayton Albert Curley

Ridgeback Financial LLC

Clear Lake Shores, TX

CRD 6849122

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Employer firm

Ridgeback Financial LLC CRD 336614

$29.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Ridgeback Financial Llc

1500 Marina Bay Drive Building 132 Suite B, Clear Lake Shores, TX 77565 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-05
TX RA APPROVED 2025-07-29
  • LA RA
    APPROVED
    Since 2025-08-05
  • TX RA
    APPROVED
    Since 2025-07-29

Branch Locations

1500 Marina Bay Drive Building 132 Suite B, Clear Lake Shores, TX 77565 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2017 07/2025
New Benefits Dallas TX 09/2015 08/2017
Ridgeback Financial Llc San Leon TX 07/2025 Present
Previous Registrations
  • 2017-11-10 → 2025-07-28
    Edward Jones
    Tempe, AZ
    Pasadena, TX
    Palestine, TX
    St Louis, MO
    Seabrook, TX
    Seabrook, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-08
  • S66 Uniform Combined State Law Examination
    2017-11-08

View on SEC IAPD

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