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Tracy Lynn Lepore

Cetera Investment Advisers LLC

Lombard, IL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-19
IL RA APPROVED 2019-06-19
  • TX RA
    APPROVED
    Since 2020-05-19
  • IL RA
    APPROVED
    Since 2019-06-19

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Income Life Lombard IL 03/2010 05/2018
Foresters Financial Services Lombard IL 08/2017 11/2017
Foresters Financial Services Lombard IL 11/2017 06/2019
Foresters Advisory Services Llc Lombard IL 07/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Lombard IL 06/2019 Present
  • 03/2010 → 05/2018
    American Income Life
    Lombard, IL
  • 08/2017 → 11/2017
    Foresters Financial Services
    Lombard, IL
  • 11/2017 → 06/2019
    Foresters Financial Services
    Lombard, IL
  • 07/2018 → 06/2019
    Foresters Advisory Services Llc
    Lombard, IL
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Lombard, IL
Previous Registrations
  • 2018-07-13 → 2019-06-24
    Foresters Advisory Services, Llc
    Lombard, IL
Other Businesses

1) SKYLINE WEALTH PARTNERS, DBA FOR CETERA BUSINESS, 40/HRS/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-03
S63 Uniform Securities Agent State Law Examination 2017-10-31
  • S65 Uniform Investment Adviser Law Examination
    2018-07-03
  • S63 Uniform Securities Agent State Law Examination
    2017-10-31

View on SEC IAPD

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Other Investors

THOMAS JOHN CAMPBELL
MARY PATRICIA WESCHE
MARVIN LEE PEPLOW
JEFFREY ARNOLD BORENSTEIN
ROBERT FRANCIS FEZZA
SANJAY Paul SHARMA
Mark Jason Schmulen
Tyler Hurst Smith

Other Offices

FORUM FINANCIAL MANAGEMENT, LP · LOMBARD, IL
OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMARD, IL

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