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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-12
  • TX RA
    APPROVED
    Since 2022-07-12

Branch Locations

1945 Northwestern Drive, El Paso, TX 79912-1108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na El Paso TX 04/2014 06/2022
Wells Fargo Clearing Services, Llc El Paso TX 08/2017 06/2022
Charles Schwab & Co., Inc El Paso TX 06/2022 Present
Charles Schwab Bank, Ssb El Paso TX 06/2022 Present
Charles Schwab Premiere Bank El Paso TX 03/2023 Present
Charles Schwab Trust Bank El Paso TX 03/2023 Present
  • 04/2014 → 06/2022
    Wells Fargo Bank, Na
    El Paso, TX
  • 08/2017 → 06/2022
    El Paso, TX
  • 06/2022 → Present
    El Paso, TX
  • 06/2022 → Present
    Charles Schwab Bank, Ssb
    El Paso, TX
  • 03/2023 → Present
    Charles Schwab Premiere Bank
    El Paso, TX
  • 03/2023 → Present
    Charles Schwab Trust Bank
    El Paso, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09

View on SEC IAPD

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