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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-30 |
| CA | RA | APPROVED | 2025-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 01/2025 | Present |
| Mufg | Tempe | AZ | 04/2023 | 12/2024 |
| Capital Group | Irvine | CA | 08/2017 | 03/2023 |
| Brigham Young University | Provo | UT | 09/2016 | 07/2017 |
| Bank Of America, N.A. | Phoenix | AZ | 01/2025 | Present |
I*: 2157270 Name of the other business: Rental Property 1 Whether the business is investment-related: No Address of the other business: Mesa, AZ 85212 Nature of the other business: This is my primary residence and I rent out rooms in it. Your position: Home owner Title, or relationship with the other business: Home owner Start date of your relationship: 03/2024 Approximate number of hours/month you devote to the other business: 1 hr Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I keep the additional rooms in primary residence rented out.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-31 |
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