Soren Newton Nilsen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ
• 04/2023 → 12/2024
  Mufg
  Tempe, AZ
• 08/2017 → 03/2023
  Capital Group
  Irvine, CA
• 09/2016 → 07/2017
  Brigham Young University
  Provo, UT
• 01/2025 → Present
  Bank Of America, N.A.
  Phoenix, AZ

Other Businesses

I*: 2157270 Name of the other business: Rental Property 1 Whether the business is investment-related: No Address of the other business: Mesa, AZ 85212 Nature of the other business: This is my primary residence and I rent out rooms in it. Your position: Home owner Title, or relationship with the other business: Home owner Start date of your relationship: 03/2024 Approximate number of hours/month you devote to the other business: 1 hr Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I keep the additional rooms in primary residence rented out.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-31