Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-30 |
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 08/2017 | 08/2021 |
| Waterfront Properties & Country Homes, Inc | Charlestown | RI | 01/2016 | 09/2017 |
| Bank Of America, N.A. | Sarasota | FL | 05/2018 | 08/2021 |
| Waterfront Properties & Country Homes, Inc | Charlestown | RI | 02/2008 | 08/2017 |
| Baltimore Orioles | Baltimore | MD | 02/2014 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 08/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2021 | Present |
*455308 - The Boston College Alumni Association Sarasota Chapter; Investment related - No; Commonwealth Ave, Massachusetts; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2018; During business hours: 0; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-07 |
Reach out to this advisor