Brock Hickman Theophilus

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-12-11

NE RA
APPROVED

Since 2023-12-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Omaha	NE	08/2017	04/2023
Charlestons	Omaha	NE	04/2017	12/2024
Berkshire Hathaway Homeservices Ambassador Real Estate	Omaha	NE	10/2013	12/2024
Charles Schwab & Co., Inc.	Omaha	NE	04/2023	Present
Charles Schwab Bank, Ssb	Omaha	NE	12/2024	Present

08/2017 → 04/2023

Td Ameritrade

Omaha, NE
04/2017 → 12/2024

Charlestons

Omaha, NE
10/2013 → 12/2024

Berkshire Hathaway Homeservices Ambassador Real Estate

Omaha, NE
04/2023 → Present

Charles Schwab & Co., Inc.

Omaha, NE
12/2024 → Present

Charles Schwab Bank, Ssb

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-12
S63	Uniform Securities Agent State Law Examination	2017-10-17

S66 Uniform Combined State Law Examination

2023-10-12
S63 Uniform Securities Agent State Law Examination

2017-10-17

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

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