Stephen Chen

Employer firm

Followthru Planning Associates LLC CRD 145730

$1.48M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Followthru Planning Associates Llc

Brooklyn, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-02

NY RA
APPROVED

Since 2021-08-02

Branch Locations

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Followthru Planning Associates Llc	Brooklyn	NY	11/2007	Present

11/2007 → Present

Followthru Planning Associates Llc

Brooklyn, NY

Other Businesses

STEPHEN CHEN,NOT INVESTMENT RELATED HEALTH AND LIFE INSURANCE, SALES AGENT, 10/2003, 30 HOURS, SALES OF HEALTH AND LIFE INSURANCE. LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS. TAX PREPARATION AND BOOKKEEPING SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-31

S66 Uniform Combined State Law Examination

2003-10-31

Designations

Chartered Financial Analyst

Other Names

Stephen Chen

View on SEC IAPD