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Erik Kristopher Ringo

Autumn Financial Advisors, LLC

Plymouth, MI

CRD 6847992

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Employer firm

Autumn Financial Advisors, LLC CRD 290151

$22.3M regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Autumn Financial Advisors, Llc

409 Plymouth Road Suite 124, Plymouth, MI 48170 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-10-23
  • MI RA
    APPROVED
    Since 2017-10-23

Branch Locations

409 Plymouth Road Suite 124, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Autumn Financial Advisors, Llc Plymouth MI 08/2017 Present
Buttonwood Financial Advisors Baltimore MD 07/2017 08/2017
T. Rowe Price Baltimore MD 06/2012 07/2017
  • 08/2017 → Present
    Autumn Financial Advisors, Llc
    Plymouth, MI
  • 07/2017 → 08/2017
    Buttonwood Financial Advisors
    Baltimore, MD
  • 06/2012 → 07/2017
    T. Rowe Price
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-14
  • S65 Uniform Investment Adviser Law Examination
    2010-08-14
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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