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James Bearden

Citigroup Global Markets Inc.

O'FAllon, MO

O'FAllon, MO

CRD 6847955

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-11-07
  • MO RA
    APPROVED
    Since 2022-11-07

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

O'FAllon, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2017 09/2022
Lew Fruend State Farm Insurance Agency St. Charles MO 06/2015 09/2017
Citigroup O'FAllon MO 10/2022 Present
  • 09/2017 → 09/2022
    Edward Jones
    St. Louis, MO
  • 06/2015 → 09/2017
    Lew Fruend State Farm Insurance Agency
    St. Charles, MO
  • 10/2022 → Present
    Citigroup
    O'FAllon, MO
Previous Registrations
  • 2018-11-09 → 2022-11-02
    Edward Jones
    St. Louis, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2018-11-08
Other Names
  • James J Bearden
  • James J Bearden
  • James Joseph Bearden

View on SEC IAPD

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