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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-22 |
| MO | RA | APPROVED | 2019-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Socket Telecom, Llc | Columbia | MO | 04/2016 | 11/2016 |
| Landmark Bank | Columbia | MO | 12/2016 | 08/2017 |
| Raymond James Financial Services, Inc | Columbia | MO | 08/2017 | 10/2019 |
| Raymond James Financial Services Advisors Incc. | Columbia | MO | 11/2017 | 10/2019 |
| Landmark Bank | Columbia | MO | 12/2017 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MO | 10/2019 | Present |
| Bank Of America, N.A | Columbia | MO | 12/2019 | Present |
I*1695266 Entity Type: For Profit Name of OBA: Sapphire Point, LLC Address:Columbia, MO Investment Related:No Position, Title, Association:Other Start Date:03/14/2019 No Hours: 10 Yearly No Hours during trading:0 Duties:Sapphire Point, LLC is my wife's business, where she owns, operates and manages Real Estate property. My wife has worked in Real Estate her entire career and continues to do so.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-09 |
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