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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-12
TX RA APPROVED 2024-02-12
  • NC RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 08/2017 Present
Jpmorgan Securities Llc. New York NY 08/2017 Present
Columbia Business School New York NY 09/2015 07/2017
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2017 → Present
    Jpmorgan Securities Llc.
    New York, NY
  • 09/2015 → 07/2017
    Columbia Business School
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
S63 Uniform Securities Agent State Law Examination 2018-04-11
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12
  • S63 Uniform Securities Agent State Law Examination
    2018-04-11
Other Names
  • Paige K Ford

View on SEC IAPD

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