Alec Bannatyne Hoag

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2017
  Boston University
  Boston, MA
• 09/2017 → 12/2017
  Keenan Financial
  Boston, MA
• 12/2017 → 01/2025
  Lincoln Financial Advisors
  Manhattan Beach, CA
• 01/2025 → Present
  Lpl Financial Llc
  Manhattan Beach, CA

Previous Registrations

• 2025-01-24 → 2025-01-29
  Osaic Wealth, Inc.
  El Segundo, CA
• 2018-08-27 → 2025-01-24
  Osaic Fa, Inc.
  Manhattan Beach, CA

Other Businesses

1.01/27/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name SALIENT WEALTH PLANNING GROUP; Investment Related; at Reported Business Location(s); Start Date 07/02/2024; 160hrs/mth; 8hrs during trading 2.01/08/2026; ABH Wealth Managment; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/07/2026; 160hrs/mth; 100hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-08-22

Designations

• Certified Financial Planner