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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-02-20
AZ RA APPROVED 2023-08-30
TX RA APPROVED_RES 2023-08-23
  • ID RA
    APPROVED
    Since 2026-02-20
  • AZ RA
    APPROVED
    Since 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2023-08-23

Branch Locations

Coeur Dalene, ID • United States

250 Northwest Blvd #202, Couer Dalene, ID 83814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russ Lyon Sotheby's International Realty Scottsdale AZ 11/2015 07/2017
4664 Boomers Clothing Co San Diego CA 01/2007 06/2017
Thrivent Investment Management Inc Glendale AZ 09/2017 Present
Thrivent Financial Appleton WI 09/2017 04/2018
Thrivent Financial Appleton WI 04/2018 Present
  • 11/2015 → 07/2017
    Russ Lyon Sotheby's International Realty
    Scottsdale, AZ
  • 01/2007 → 06/2017
    4664 Boomers Clothing Co
    San Diego, CA
  • 09/2017 → Present
    Glendale, AZ
  • 09/2017 → 04/2018
    Thrivent Financial
    Appleton, WI
  • 04/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 2018-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2018-01-06

View on SEC IAPD

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