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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-25
KS RA APPROVED 2019-11-15
  • TX RA
    APPROVED_RES
    Since 2024-04-25
  • KS RA
    APPROVED
    Since 2019-11-15

Branch Locations

9415 E Harry St Ste 202, Wichita, KS 67207 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Andover, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Andover KS 06/2017 11/2019
B.E. Aerospace Lenexa KS 10/2016 06/2017
Garsite Progress Llc Kansas City KS 07/2013 10/2016
First Command Fort Worth TX 08/2017 05/2018
First Command Fort Worth TX 10/2018 11/2019
First Command Financial Planning, Inc. Fort Worth TX 11/2019 Present
First Command Advisory Services, Inc. Fort Worth TX 11/2019 Present
First Command Insurance Services, Inc. Fort Worth TX 11/2019 Present
  • 06/2017 → 11/2019
    Unemployed
    Andover, KS
  • 10/2016 → 06/2017
    B.E. Aerospace
    Lenexa, KS
  • 07/2013 → 10/2016
    Garsite Progress Llc
    Kansas City, KS
  • 08/2017 → 05/2018
    First Command
    Fort Worth, TX
  • 10/2018 → 11/2019
    First Command
    Fort Worth, TX
  • 11/2019 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 11/2019 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 11/2019 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Tank Connection Affiliate Group ; Whether the business is investment-related: No ; Address of the other business: 3609 N 16th St. Parsons, KS 67357 ; Nature of the other business: Financial ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 09/11/17 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: My father passed away and his majority interest went to my family. They turned the company into and ESOP so we no longer own the business but they are using the majority owners money as a loan, if you will. They are paying out the loan and interest and it should expire in 2022. (2)Name of the other business: Prairie Fire Advisors, Inc Whether the business is investment-related: No Address of the other business: 1121 Hudson Ave, Ste B, Manhattan, KS 66503 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Shareholder The start date of your relationship: Oct 15, 2020 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: No Duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
  • S66 Uniform Combined State Law Examination
    2019-11-14

View on SEC IAPD

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