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Marcos V Takeda

Ubs Financial Services Inc.

Coral Gables, FL

Sunny Isles, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-11
NY RA APPROVED 2021-10-26
  • FL RA
    APPROVED
    Since 2023-08-11
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Sunny Isles, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 09/2017 Present
Unemployed Miami FL 07/2016 08/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-21
  • S66 Uniform Combined State Law Examination
    2017-11-21

View on SEC IAPD

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