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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-25
NC RA APPROVED 2022-04-22
SC RA APPROVED 2022-04-22
  • TX RA
    APPROVED
    Since 2022-04-25
  • NC RA
    APPROVED
    Since 2022-04-22
  • SC RA
    APPROVED
    Since 2022-04-22

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Churchill Real Estate Charlotte NC 09/2021 10/2021
Ubs Financial Services Inc. Charlotte NC 08/2020 09/2021
Ubs Financial Services Charlotte NC 05/2019 05/2020
Ubs Financial Services Charlotte NC 08/2017 05/2019
Queens University Of Charlotte Charlotte NC 08/2016 08/2020
Lpl Financial Llc Fort Mill SC 03/2022 Present
Unemployed Charlotte NC 10/2021 03/2022
  • 09/2021 → 10/2021
    Churchill Real Estate
    Charlotte, NC
  • 08/2020 → 09/2021
    Ubs Financial Services Inc.
    Charlotte, NC
  • 05/2019 → 05/2020
    Ubs Financial Services
    Charlotte, NC
  • 08/2017 → 05/2019
    Ubs Financial Services
    Charlotte, NC
  • 08/2016 → 08/2020
    Queens University Of Charlotte
    Charlotte, NC
  • 03/2022 → Present
    Fort Mill, SC
  • 10/2021 → 03/2022
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
Other Names
  • Noah Shelby Ingalls

View on SEC IAPD

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