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Scott Robert Smith

Stephen Smith Financial Inc.

Schaumburg, IL

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Current Employers
Stephen Smith Financial Inc.

1701 East Woodfield Road Suite 810, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-04
  • IL RA
    APPROVED
    Since 2025-12-04

Branch Locations

1701 East Woodfield Road Suite 810, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atkins & Associates Cary IL 01/2017 Present
Swk Technologies Skokie IL 04/2017 05/2017
Unemployed Cary IL 08/2016 03/2017
Patina Solutions Milwaukee WI 10/2015 09/2017
Significant Wealth Partners Llc Cary IL 08/2018 Present
Zierick Manufacturing Woodridge IL 06/2018 06/2019
Self Employed Crystal Lake IL 10/2014 01/2017
Capital Management Consultants Cary IL 08/2017 01/2019
  • 01/2017 → Present
    Atkins & Associates
    Cary, IL
  • 04/2017 → 05/2017
    Swk Technologies
    Skokie, IL
  • 08/2016 → 03/2017
    Unemployed
    Cary, IL
  • 10/2015 → 09/2017
    Patina Solutions
    Milwaukee, WI
  • 08/2018 → Present
    Cary, IL
  • 06/2018 → 06/2019
    Zierick Manufacturing
    Woodridge, IL
  • 10/2014 → 01/2017
    Self Employed
    Crystal Lake, IL
  • 08/2017 → 01/2019
    Cary, IL
Previous Registrations
Other Businesses

Insurance and Fixed Annuity Sales, June 1, 2017- Present. 120 hours a month. Consultants and Significant Wealth Partners.; Location of the business : Deerfield, IL 60015; Position Title : Investment Adviser Representative; Responsibilities Duties : Investment advisor; Start date with business : 2017-01-01; Hours devoted to business during trading hours : 10; Hours devoted to business outside trading hours : 10; Percentage of total yearly compensation expected to be derived from the business : 5;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-27
  • S65 Uniform Investment Adviser Law Examination
    2017-12-27
Other Names
  • Robert Smith

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