Ralph E Wagoner

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Elkview, WV
• 10/2022 → Present
  Tammy"S Crafting Corner And Wood Working
  Elkview, WV
• 04/1998 → Present
  Jpmorgan Chase Bank, N.A.
  Elkview, WV

Previous Registrations

• 2008-06-03 → 2012-10-01
  Chase Investment Services Corp.
  Clendenin, WV
  Clendenin, WV
  Elkview, WV

Other Businesses

Entity Name: Tammy"s Crafting Corner and Wood Working Investment related: No "Address: Elkview WV 25071" Nature of the other business: Wood Working Position/Title/Relationship: Owner/Partner Start Date: 10/24/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Crafting and Wood working Owner "

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-27
• S63 Uniform Securities Agent State Law Examination
  2004-02-06

Other Names

• Ralph Edward Wagoner