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Khan Phoung Kammerer

Wells Fargo Clearing Services, LLC

Cedar Park, TX

Austin, TX

Round Rock, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-19
  • TX RA
    APPROVED
    Since 2018-08-19

Branch Locations

920 N Lakeline Blvd, Cedar Park, TX 78613 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

2000 E Palm Valley Blvd, Round Rock, TX 78665 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Austin TX 10/2014 Present
Wells Fargo Clearing Services, Llc Austin TX 08/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-17
S63 Uniform Securities Agent State Law Examination 2018-06-11
  • S65 Uniform Investment Adviser Law Examination
    2018-08-17
  • S63 Uniform Securities Agent State Law Examination
    2018-06-11
Other Names
  • Khan Kammerer

View on SEC IAPD

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