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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-01 |
| TX | RA | APPROVED_RES | 2022-01-28 |
Branch Locations
2398 E Camelback Rd, Phoenix, AZ 85016 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 08/2017 | 11/2019 |
| Siu Credit Union | Carbondale | IL | 12/2016 | 07/2017 |
| Maurices | Carbondale | IL | 11/2014 | 09/2016 |
| Southern Illinois University | Carbondale | IL | 08/2013 | 08/2017 |
| Bank Of America, N.A. | Rolling Meadows | IL | 12/2017 | 11/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2019 | 12/2021 |
| Loft | Bolingbrook | IL | 10/2019 | 12/2021 |
| Morgan Stanley | Phoenix | AZ | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
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