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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-06 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
89 First Street, Suite 212, Hudson, OH 44236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Akron | OH | 03/2013 | 09/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2023 |
| Lpl Financial | Hudson | OH | 09/2023 | Present |
| Stratos Wealth Partners, Ltd. | Hudson | OH | 09/2023 | Present |
1) 8/30/2023- CAVU Financial LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) 2) 8/30/2023- Stratos WeaIth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) 3) 9/1/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth 4) 09/06/2023 - Stratos WeaIth Partners - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Stratos WeaIth Partners, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-22 |
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