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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-19 |
Branch Locations
17777 Center Court Drive Suite 625, Cerritos, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Los Angeles | CA | 08/2017 | 07/2024 |
| World Financial Group, Inc. | Los Angeles | CA | 04/2015 | 07/2024 |
| Reginald L Venson - Martial Arts And Fitness Trainer | Playa Vista | CA | 05/1988 | 07/2024 |
| Kvr Professional Corporation | Los Angeles | CA | 06/2020 | Present |
| The Prudential Insurance Company Of America | El Segundo | CA | 07/2024 | 11/2024 |
| Pruco Securities Llc | El Segundo | CA | 07/2024 | 11/2024 |
| Elevation | Playa Vista | CA | 08/2021 | 07/2024 |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | 11/2024 |
| W&S Brokerage Services, Inc | Cerritos | CA | 05/2025 | Present |
| Western & Southern Life | Cerritos | CA | 05/2025 | Present |
| Unemployed | Playa Vista | CA | 11/2024 | 05/2025 |
Western & Southern Life - No - Cerritos, CA - Full Time Sales Agent///Fitness Instructor-Tai Chis instructor, Circle Playa Vista CA, Not investment related, 4 hrs per month, hourly wage///Daimyowear, Playa Del Rey CA, Secretary, Not investment related, 04/02/2026, 2hrs per month, $1,000 per year salary///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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