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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-08-10 |
| OK | RA | APPROVED | 2026-08-10 |
| CA | RA | APPROVED | 2024-01-05 |
| MO | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2024-01-05 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Sugarland | TX | 08/2017 | 07/2018 |
| Ceva Logistic | Houston | TX | 03/2016 | 08/2017 |
| Park Avenue Securities, Llc | Sugarland | TX | 10/2017 | 07/2018 |
| Guardian Life Insurance Compnay | Houston | TX | 07/2018 | 02/2019 |
| Park Avenue Securities | Houston | TX | 07/2018 | 02/2019 |
| Nguyen Cpa Firm Pllc | Houston | TX | 02/2019 | 05/2023 |
| Brokers International Financial Services | Urbandale | IA | 01/2021 | 12/2021 |
| Guardian Life Insurance Company | Houston | TX | 12/2021 | 12/2021 |
| Park Avenue Securities | Houston | TX | 12/2021 | 12/2021 |
| Guardian Life Insurance Company | Sugar Land | TX | 12/2021 | 11/2022 |
| Park Avenue Securities | Sugar Land | TX | 12/2021 | 11/2022 |
| Guardian Life Insurance Company | Houston | TX | 11/2022 | Present |
| Park Avenue Securities | Houston | TX | 11/2022 | 12/2022 |
| Park Avenue Investment Advisory | Houston | TX | 12/2022 | 12/2023 |
| Park Avenue Securities | Houston | TX | 05/2023 | Present |
| Guardian Life Insurance Company | Houston | TX | 06/2024 | Present |
| Park Avenue Securities | Houston | TX | 06/2024 | Present |
1) Insurance related products not offered by Guardian: independent contractor, Start Date: 09/14/2018, Address: 4107 Split Ivy Dr, Houston TX 77080, 10 total hours per month; 10 during securities trading hours, Investment Related, More than 10% annual compensation, 2) Tax Preparation-Tax preparation. Tax Planning, Start Date: 04/15/2019, Address: 16310 Tomball parkway, #403, Houston TX 77064, 40 total hours per month; 25 during securities trading hours, Investment Related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-12 |
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