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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Houston | TX | 12/2014 | 08/2017 |
| Bb&T Bank | Houston | TX | 08/2017 | 01/2019 |
| Bb&T Investments | Charlotte | NC | 08/2017 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Bb&T | Houston | TX | 01/2019 | 02/2021 |
| Truist Investment Services, Inc. | Houston | TX | 02/2021 | 08/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/2021 | Present |
| Bank Of America, N.A. | Houston | TX | 09/2021 | Present |
I* 1736281For profit or not for profit: Entity For ProfitName of outside business organization: unnamedInvestment related: noAddress of business: HOUSTON, TX, 77051Nature of business: Limited Liability CompanyPosition, title, association: OwnerStart date of relationship: 07/01/2024Number of hours devoted: 0 yearlyNumber of hours devoted during trading hours: 0Duties: rental property I*3147264 Entity Type: Entity For Profit Name of OBA: FIT Elevation LLC Address: Houston, Texas, 77004 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/17/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Fitness Center/ Gym none- wife of owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-21 |
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