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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-11
  • TX RA
    APPROVED
    Since 2021-08-11

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Houston TX 12/2014 08/2017
Bb&T Bank Houston TX 08/2017 01/2019
Bb&T Investments Charlotte NC 08/2017 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Houston TX 01/2019 02/2021
Truist Investment Services, Inc. Houston TX 02/2021 08/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 08/2021 Present
Bank Of America, N.A. Houston TX 09/2021 Present
  • 12/2014 → 08/2017
    Bb&T Bank
    Houston, TX
  • 08/2017 → 01/2019
    Bb&T Bank
    Houston, TX
  • 08/2017 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Houston, TX
  • 02/2021 → 08/2021
    Truist Investment Services, Inc.
    Houston, TX
  • 02/2021 → 08/2021
    Atlanta, GA
  • 08/2021 → Present
    Houston, TX
  • 09/2021 → Present
    Bank Of America, N.A.
    Houston, TX
Previous Registrations
  • 2021-02-17 → 2021-08-11
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Houston, TX
    Charlotte, NC
    Sugar Land, TX
    Richmond, VA
  • 2017-12-22 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Sugar Land, TX
Other Businesses

I* 1736281For profit or not for profit: Entity For ProfitName of outside business organization: unnamedInvestment related: noAddress of business: HOUSTON, TX, 77051Nature of business: Limited Liability CompanyPosition, title, association: OwnerStart date of relationship: 07/01/2024Number of hours devoted: 0 yearlyNumber of hours devoted during trading hours: 0Duties: rental property I*3147264 Entity Type: Entity For Profit Name of OBA: FIT Elevation LLC Address: Houston, Texas, 77004 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/17/2025 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Fitness Center/ Gym none- wife of owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-21
  • S66 Uniform Combined State Law Examination
    2017-12-21
Other Names
  • Tyra Camille Weaver

View on SEC IAPD

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