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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-02 |
Branch Locations
37 Henry St Ste 201, Saratoga Springs, NY 12866 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-16 |
| NJ | RA | APPROVED | 2023-04-17 |
| TX | RA | APPROVED | 2023-04-17 |
Branch Locations
37 Henry St Ste 201, Saratoga Springs, NY 12866 • United States
Queensbury, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network | Saratoga Springs | NY | 06/2026 | Present |
| Trustco Bank | South Glens Falls | NY | 01/2011 | 12/2018 |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2018 | 04/2023 |
| Morgan Stanley | Glens Falls | NY | 08/2017 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-07 |
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