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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
GA RA APPROVED 2022-12-07
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • GA RA
    APPROVED
    Since 2022-12-07

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 06/2020 07/2021
Northwestern Mutual Atlanta GA 08/2017 07/2019
Full Time Education Charleston SC 08/2010 05/2017
Unemployed Charlestion SC 05/2017 08/2017
Unemployed Atlanta GA 07/2019 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2021 Present
Bank Of America, N.A. Atlanta GA 11/2025 Present
  • 06/2020 → 07/2021
    Morgan Stanley
    Atlanta, GA
  • 08/2017 → 07/2019
    Northwestern Mutual
    Atlanta, GA
  • 08/2010 → 05/2017
    Full Time Education
    Charleston, SC
  • 05/2017 → 08/2017
    Unemployed
    Charlestion, SC
  • 07/2019 → 06/2020
    Unemployed
    Atlanta, GA
  • 10/2021 → Present
    Atlanta, GA
  • 11/2025 → Present
    Bank Of America, N.A.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-19
  • S66 Uniform Combined State Law Examination
    2022-11-19
Other Names
  • Nicole L Maalizadeh

View on SEC IAPD

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