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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mlk Consulting | Princeton | NJ | 05/2020 | 06/2024 |
| Vortex Biosciences | Menlo Park | CA | 08/2015 | 07/2016 |
| Compliance Architects, Llc | Robbinsville | NJ | 03/2011 | 12/2019 |
| Axa Advisors, Llc. | New York | NY | 03/2018 | 01/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2019 | 06/2024 |
| Thrivent Investment Management Inc | Princeton | NJ | 06/2024 | Present |
| Thrivent Financial | Appleton | WI | 07/2024 | 11/2024 |
| Thrivent Financial | Appleton | WI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-01 |
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