Katrina Marie Consiglio

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Albany, NY
• 11/2016 → 05/2025
  Wells Fargo Clearing Services, Llc
  Albany, NY
• 05/2025 → Present
  Raymond James & Associates, Inc
  Latham, NY

Previous Registrations

• 2012-05-31 → 2025-05-27
  Wells Fargo Clearing Services, Llc
  Albany, NY
  Albany, NY
  Albany, NY

Other Businesses

1. ST. VINCENT DE PAUL CHURCH, INV RELATED, ALBANY, NY, FINANCE COMMITTEE MEMBER, START 11/2/2012, 1 HOUR PER MONTH, 1 HOUR DURING TRADING. 2. TERESIAN HOUSE FOUNDATION, INV RELATED, ALBANY, NY, MEMBER OF THE BOARD OF DIRECTORS, START 9/20/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, SERVING ON AN ADVISORY BOARD REVIEWING FINANCIAL STATEMENTS AND INVESTMENTS AND PROVIDING FEEDBACK TO THE FINANCE CHAIR AND DIRECTOR OF DEVELOPMENT TO MEET STRATEGIC GOALS AND FUNDRAISING. 3. American Heart Association- Help Fundraise for AHA through Go Red for Women Movement with goal to increase women's heart health. Executive Leadership team & Passion Committee. No Compensation 4. STRONG THROUGH EVERY MILE, INV RELATED, SLINGERLANDS, NY, TREASURER, START 3/7/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, MONITORING DEPOSITS, EXPENSES, AND PRESENTING CASH FLOW STATEMENT. 5. TERESIAN HOUSE FOUNDATION, INVT RELATED, ALBANY, NY, CHAIR OF THE FINANCE COMMITTEE, START DATE 1/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, HEAR UPDATES FROM LEADERSHIP ON FINANCIAL AND OPERATIONAL HEALTH/CONDITIONS OF FACILITY, SUPPORTING AND ATTENDING FUNDRAISING EVENTS, REVIEW FINANCIAL STATEMENTS, INVESTMENTS AND ASSETS. 6. Albany Elks Lodge #49. 25South Allen Street, Albany, NY 12208. Elks invest in their communities through programs that help children grow up in a healthy and drug-free life. Volunteer with no compensation 7. Women United of the United Way of the Greater Capital Region. The Blake Annex, 1 Steuben Place, Albany, NY 12207. Women United is a group of energetic, passionate, and philanthropic women empowered by the United Way of the Capital Region to make a true impact in the communities. Volunteer with no compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-29
• S63 Uniform Securities Agent State Law Examination
  1999-07-14

Other Names

• Katrina Marie Brooks
• Katrina Marie Brooks