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Nicole Bain

Strategic Advisers LLC

Castaic, CA

Thousand Oaks, CA

CRD 6845063

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Castaic, CA • United States

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Veritude Thousand Oaks CA 06/2017 08/2017
Fidelity Brokerage Services Llc Torrance CA 06/2018 Present
Northwestern Mutual Life Insurance Company San Diego CA 08/2017 10/2017
Bos Iced Tea San Diego CA 10/2017 05/2018
Full Time Student San Diego CA 08/2016 06/2017
Fidelity Investments Boston MA 03/2025 Present
  • 06/2017 → 08/2017
    Veritude
    Thousand Oaks, CA
  • 06/2018 → Present
    Fidelity Brokerage Services Llc
    Torrance, CA
  • 08/2017 → 10/2017
    Northwestern Mutual Life Insurance Company
    San Diego, CA
  • 10/2017 → 05/2018
    Bos Iced Tea
    San Diego, CA
  • 08/2016 → 06/2017
    Full Time Student
    San Diego, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-10-24 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
S63 Uniform Securities Agent State Law Examination 2018-11-26
  • S66 Uniform Combined State Law Examination
    2019-06-03
  • S63 Uniform Securities Agent State Law Examination
    2018-11-26
Other Names
  • Nicole Marie Hendry
  • Nicole Marie Bain

View on SEC IAPD

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