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Michael Slawaska

Raymond James (Usa) Ltd.

Montreal

Vancouver

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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-27
  • CA RA
    APPROVED
    Since 2022-07-27

Branch Locations

1000 De La Gauchetiere West Suite 2600, Montreal H3B 4W5 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd Montreal- Quebec 10/2016 Present
Raymond James (Usa) Montreal Quebec 12/2017 Present
Macdougall, Macdougall & Mactier Inc Montreal Quebec 04/2007 10/2016
  • 10/2016 → Present
    Raymond James Ltd
    Montreal- Quebec
  • 12/2017 → Present
    Raymond James (Usa)
    Montreal Quebec
  • 04/2007 → 10/2016
    Macdougall, Macdougall & Mactier Inc
    Montreal Quebec
Other Businesses

) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. Michael Slawaska IS LOCATED AT 1000 DE LA GAUCHETIERE WEST, MONTREAL, QC. H3B 4W5 AND HAS BEEN EMPLOYED SINCE Oct 2016. HE IS A FULL TIME EMPLOYEE 40 hours AND HIS TITLE WITH RJL IS "Associate Portfolio Manager".

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-17
  • S65 Uniform Investment Adviser Law Examination
    2021-11-17

View on SEC IAPD

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