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53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-05-07 |
Branch Locations
53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shepherd Kaplan Llc | Boston | MA | 11/2016 | 10/2018 |
| The Home Depot | Westfield | MA | 01/2016 | 10/2016 |
| Shepherd Kaplan Llc | Boston | MA | 11/2018 | 10/2020 |
| Shepherd Kaplan Llc | Boston | MA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
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