James Richard Bentley

Current Employers

Employment History

• 11/1997 → 06/2017
  Kevin R Douglas, Cpa
  Swartz Creek, MI
• 01/2013 → 02/2024
  Cetera Advisors Llc
  Denver, CO
• 04/2000 → Present
  Paragon Financial Services, Llc
  Flint, MI
• 02/2024 → Present
  Osaic Wealth Inc
  Flint, MI

Previous Registrations

• 2010-05-26 → 2024-03-04
  Cetera Advisors Llc
  Flint, MI
  Flint, MI
  Kalamazoo, MI
  Flint, MI

Other Businesses

1.FIXED INSURANCE 2.PARAGON FINANCIAL SERVICES, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES/TAX AND ACCOUNTING, STARTED 04/2000, OWNER APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, ACCOUNTING AND BUSINESS CONSULTATIONS. 3. PARAGON FINANCIAL SERVICES, LLC POSITION: Insurance Agent NATURE: Limited Liability Company (LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/25/1999 ADDRESS: 1309 S Linden Rd, Ste D, Flint MI 48532, United States DESCRIPTION: Sales of life insurance. 4. PARAGON FINANCIAL SERVICES, LLC POSITION: Tax Advisor NATURE: Limited Liability Company (LLC) INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 46 START DATE: 04/18/2000 ADDRESS: 1309 S Linden Rd, Suite D, Flint MI 48532, United States DESCRIPTION: Preparation of personal and business income tax returns. Oversight of payroll processing for small businesses. Other small business consulting and accounting. 5. PARAGON FINANCIAL SERVICES, LLC POSITION: Tax Advisor NATURE: Limited Liability Company (LLC) INVESTMENT RELATED: No NUMBER OF HOURS: 95 SECURITIES TRADING HOURS: 46 START DATE: 04/18/2000 ADDRESS: 1309 S Linden Rd, Suite D, Flint MI 48532, United States DESCRIPTION: Preparation of personal and business income tax returns. Oversight of payroll processing for small businesses. Other small business consulting and accounting.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-26
• S63 Uniform Securities Agent State Law Examination
  1999-02-06