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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-30 |
Branch Locations
14100 Southwest Freeway Suite 350, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed - Homemaker | Katy | TX | 06/2016 | 04/2017 |
| World Financial Group, Inc. | Houston | TX | 05/2017 | 12/2018 |
| Transamerica Financial Advisors, Inc. | Sugarland | TX | 08/2017 | Present |
| Transamerica Agency Network (Tan) | Sugar Land | TX | 11/2017 | Present |
| Houston Housing Authority | Houston | TX | 05/2025 | Present |
| Rental Property | Fulshear | TX | 12/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRANSAMERICA AGENCY NETWORK (TAN) POSITION: agent NATURE: Life Insurance Sales INVESTMENT RELATED: YES/ NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: 14100 Southwest Freeway, suite 350, SUGAR LAND TX 77478, United States DESCRIPTION: If a client needs Life Insurance, I provide Quote to client and write application and place the policy. HOUSTON HOUSING AUTHORITY POSITION: landlord NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 2640 FOUNTAIN VIEW DR, HOUSTON TX 77057, United States DESCRIPTION: passive investment. rent out the property RENTAL PROPERTY POSITION: Owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2025 ADDRESS: 30622 wicklow gardens dr, fulshear TX 77441, United States DESCRIPTION: managing property issues and collecting rent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-06 |
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