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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-02
NJ RA APPROVED 2019-12-13
  • CA RA
    APPROVED
    Since 2022-02-02
  • NJ RA
    APPROVED
    Since 2019-12-13

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Street Global Advisors Funds Distributors, Llc Boston MA 08/2017 11/2019
State Street Global Advisors Trust Company Boston MA 08/2017 11/2019
State Street Bank And Trust Boston MA 07/2016 08/2017
Blackrock Boston MA 11/2019 Present
Blackrock Investments Llc Boston MA 11/2019 Present
  • 08/2017 → 11/2019
    State Street Global Advisors Funds Distributors, Llc
    Boston, MA
  • 08/2017 → 11/2019
    State Street Global Advisors Trust Company
    Boston, MA
  • 07/2016 → 08/2017
    State Street Bank And Trust
    Boston, MA
  • 11/2019 → Present
    Blackrock
    Boston, MA
  • 11/2019 → Present
    Blackrock Investments Llc
    Boston, MA
Other Businesses

(1) -- Rental Property - G St.; We own a duplex and rent out two units.; Founder / Co-founder; 1 hrs/month; Start Date:08-21-2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-11
S63 Uniform Securities Agent State Law Examination 2017-08-17
  • S65 Uniform Investment Adviser Law Examination
    2019-12-11
  • S63 Uniform Securities Agent State Law Examination
    2017-08-17

View on SEC IAPD

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