Derek Arthur Karner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 10/2024
  American Portfolios Financial Services Inc.
  Ludlow, VT
• 06/1993 → 01/2020
  Clear Lake Furniture
  Ludlow, VT
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2020-07-27 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. Karner Family Trust - trustee, investment related, start date = 02/13/2019, no compensation, 2 hrs./mo., 0 hrs./mo./mkt. hrs. 2. DIAMOND POINT WEALTH PARTNERS POSITION: Financial Advisor NATURE: partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/05/2025 ADDRESS: 101 Main St, unit 3, Ludlow VT 05149, United States DESCRIPTION: Financial Advisor 3. RIVERVIEW FINANCIAL ADVISORS LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/20/2025 ADDRESS: 101 Main St, Unit 3, Ludlow VT 05149, United States DESCRIPTION: This LLC is to facilitate bank accounts, payroll, insurance, office lease, subscriptions etc. for my business with Osaic/Diamond Point Wealth Partners

Exams

• S66 Uniform Combined State Law Examination
  2020-07-22

Other Names

• Derek Karner