Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-22 |
| MO | RA | APPROVED | 2021-12-06 |
Branch Locations
1600 Rainbow Blvd, Excelsior Springs, MO 64024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Excelsior Springs School District | Excelsior Springs | MO | 08/2015 | Present |
| Family Wealthcare Center | Excelsior Springs | MO | 08/2017 | Present |
| Avantax Investment Services, Inc. | Excelsior Springs | MO | 07/2020 | 12/2020 |
| Avantax Advisory Services | Excelsior Springs | MO | 07/2020 | 12/2020 |
| Avantax Insurance Services, Inc. | Excelsior Springs | MO | 07/2020 | 12/2020 |
| Lpl Financial Llc | Excelsior Springs | MO | 01/2021 | Present |
1. 1/13/2021 - Family WealthCare Center - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-21 |
Reach out to this advisor