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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-06
IL RA APPROVED 2025-08-06
  • TX RA
    APPROVED_RES
    Since 2025-10-06
  • IL RA
    APPROVED
    Since 2025-08-06

Branch Locations

425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Home Mortgage Addison IL 04/2015 08/2017
Wfa Arlington Heights IL 08/2017 10/2020
Kestra Investment Services, Llc Deerfield IL 10/2020 11/2020
Kestra Advisory, Llc Deerfield IL 10/2020 11/2020
Wells Fargo Clearing Services St Louis MO 11/2020 01/2021
Wells Fargo Clearing Services St Louis MO 01/2021 07/2021
Mariner Wealth Advisors Oakbrook Terrace IL 07/2021 12/2023
Hightower Advisors Chicago IL 12/2023 05/2024
Org Partners Schaumberg IL 05/2024 08/2025
Wells Fargo Clearing Services, Llc Schaumburg IL 08/2025 Present
  • 04/2015 → 08/2017
    Wells Fargo Home Mortgage
    Addison, IL
  • 08/2017 → 10/2020
    Wfa
    Arlington Heights, IL
  • 10/2020 → 11/2020
    Kestra Investment Services, Llc
    Deerfield, IL
  • 10/2020 → 11/2020
    Kestra Advisory, Llc
    Deerfield, IL
  • 11/2020 → 01/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 01/2021 → 07/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 07/2021 → 12/2023
    Mariner Wealth Advisors
    Oakbrook Terrace, IL
  • 12/2023 → 05/2024
    Hightower Advisors
    Chicago, IL
  • 05/2024 → 08/2025
    Org Partners
    Schaumberg, IL
  • 08/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

GERSON LEHRMAN GROUP, INC; INV RELATED; NY,NY; FINANCIAL SERVICES CONSULTING COMPANY; START DATE: 12/31/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-08
S66 Uniform Combined State Law Examination 2017-10-18
  • S63 Uniform Securities Agent State Law Examination
    2025-09-08
  • S66 Uniform Combined State Law Examination
    2017-10-18
Designations
  • Certified Financial Planner
Other Names
  • Alma Pajova-Dylgjeri

View on SEC IAPD

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