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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-06 |
| IL | RA | APPROVED | 2025-08-06 |
Branch Locations
425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Home Mortgage | Addison | IL | 04/2015 | 08/2017 |
| Wfa | Arlington Heights | IL | 08/2017 | 10/2020 |
| Kestra Investment Services, Llc | Deerfield | IL | 10/2020 | 11/2020 |
| Kestra Advisory, Llc | Deerfield | IL | 10/2020 | 11/2020 |
| Wells Fargo Clearing Services | St Louis | MO | 11/2020 | 01/2021 |
| Wells Fargo Clearing Services | St Louis | MO | 01/2021 | 07/2021 |
| Mariner Wealth Advisors | Oakbrook Terrace | IL | 07/2021 | 12/2023 |
| Hightower Advisors | Chicago | IL | 12/2023 | 05/2024 |
| Org Partners | Schaumberg | IL | 05/2024 | 08/2025 |
| Wells Fargo Clearing Services, Llc | Schaumburg | IL | 08/2025 | Present |
GERSON LEHRMAN GROUP, INC; INV RELATED; NY,NY; FINANCIAL SERVICES CONSULTING COMPANY; START DATE: 12/31/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-08 |
| S66 | Uniform Combined State Law Examination | 2017-10-18 |
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