Jeffrey James Rosengarten

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2000 → Present
  Payne Nickles And Company
  Sandusky, OH
• 08/2017 → 10/2019
  1St Global Capital, Corp.
  Sandusky, OH
• 08/2017 → 10/2019
  1St Global Advisors, Inc.
  Sandusky, OH
• 01/2019 → 09/2025
  Avantax Insurance Services
  Sandusky, OH
• 10/2019 → 09/2025
  Avantax Advisory Services
  Sandusky, OH
• 10/2019 → 09/2025
  Avantax Investment Services, Inc
  Sandusky, OH
• 05/2000 → Present
  Payne Nickles And Company
  Sandusky, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sandusky, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Sandusky, OH
• 2017-12-11 → 2019-10-25
  1St Global Advisors Inc
  Sandusky, OH

Other Businesses

1) PN FINANCIAL SERVICES, LLC POSITION: Financial advisor NATURE: Financial services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2017 ADDRESS: 257 Benedict Ave, Bldg D, Norwalk OH 44857, United States DESCRIPTION: null 2) GOODWILL INDUSTRIES OF ERIE, HURON, OTTAWA AND SANDUSKY COUNTIES, INC. POSITION: Board member NATURE: Goodwill provides job opportunities for disadvantaged individulas through retail stores and industrial facilities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 419 W Market St, Sandusky OH 44870, United States DESCRIPTION: I am a member of the executive board which meets every other month and a member of the general board whic meets every other month. 3) PAYNE NICKLES AND COMPANY POSITION: Owner NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 05/17/2000 ADDRESS: 422 W Market St, Sandusky OH 44870, United States DESCRIPTION: Perform tax and business advisory services and compliance

Exams

• S66 Uniform Combined State Law Examination
  2017-12-11

Other Names

• Jeffrey Rosengarten
• Jeff Rosengarten