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Jeffrey James Rosengarten

Cetera Investment Advisers LLC

Sandusky, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

422 W Market St, Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Payne Nickles And Company Sandusky OH 05/2000 Present
1St Global Capital, Corp. Sandusky OH 08/2017 10/2019
1St Global Advisors, Inc. Sandusky OH 08/2017 10/2019
Avantax Insurance Services Sandusky OH 01/2019 09/2025
Avantax Advisory Services Sandusky OH 10/2019 09/2025
Avantax Investment Services, Inc Sandusky OH 10/2019 09/2025
Payne Nickles And Company Sandusky OH 05/2000 Present
Cetera Wealth Services, Llc Sandusky OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2000 → Present
    Payne Nickles And Company
    Sandusky, OH
  • 08/2017 → 10/2019
    1St Global Capital, Corp.
    Sandusky, OH
  • 08/2017 → 10/2019
    1St Global Advisors, Inc.
    Sandusky, OH
  • 01/2019 → 09/2025
    Avantax Insurance Services
    Sandusky, OH
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Sandusky, OH
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc
    Sandusky, OH
  • 05/2000 → Present
    Payne Nickles And Company
    Sandusky, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Sandusky, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Sandusky, OH
  • 2017-12-11 → 2019-10-25
    1St Global Advisors Inc
    Sandusky, OH
Other Businesses

1) PN FINANCIAL SERVICES, LLC POSITION: Financial advisor NATURE: Financial services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2017 ADDRESS: 257 Benedict Ave, Bldg D, Norwalk OH 44857, United States DESCRIPTION: null 2) GOODWILL INDUSTRIES OF ERIE, HURON, OTTAWA AND SANDUSKY COUNTIES, INC. POSITION: Board member NATURE: Goodwill provides job opportunities for disadvantaged individulas through retail stores and industrial facilities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 419 W Market St, Sandusky OH 44870, United States DESCRIPTION: I am a member of the executive board which meets every other month and a member of the general board whic meets every other month. 3) PAYNE NICKLES AND COMPANY POSITION: Owner NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 05/17/2000 ADDRESS: 422 W Market St, Sandusky OH 44870, United States DESCRIPTION: Perform tax and business advisory services and compliance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2017-12-11
Other Names
  • Jeffrey Rosengarten
  • Jeff Rosengarten

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