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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Payne Nickles And Company | Sandusky | OH | 05/2000 | Present |
| 1St Global Capital, Corp. | Sandusky | OH | 08/2017 | 10/2019 |
| 1St Global Advisors, Inc. | Sandusky | OH | 08/2017 | 10/2019 |
| Avantax Insurance Services | Sandusky | OH | 01/2019 | 09/2025 |
| Avantax Advisory Services | Sandusky | OH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc | Sandusky | OH | 10/2019 | 09/2025 |
| Payne Nickles And Company | Sandusky | OH | 05/2000 | Present |
| Cetera Wealth Services, Llc | Sandusky | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PN FINANCIAL SERVICES, LLC POSITION: Financial advisor NATURE: Financial services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2017 ADDRESS: 257 Benedict Ave, Bldg D, Norwalk OH 44857, United States DESCRIPTION: null 2) GOODWILL INDUSTRIES OF ERIE, HURON, OTTAWA AND SANDUSKY COUNTIES, INC. POSITION: Board member NATURE: Goodwill provides job opportunities for disadvantaged individulas through retail stores and industrial facilities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 419 W Market St, Sandusky OH 44870, United States DESCRIPTION: I am a member of the executive board which meets every other month and a member of the general board whic meets every other month. 3) PAYNE NICKLES AND COMPANY POSITION: Owner NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 05/17/2000 ADDRESS: 422 W Market St, Sandusky OH 44870, United States DESCRIPTION: Perform tax and business advisory services and compliance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
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