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James Wesley Vermillion

Vermillion Private Wealth

Lexington, KY

CRD 6843610

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Employer firm

Vermillion Private Wealth CRD 309240

$13.5M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Vermillion Private Wealth

Lexington, KY • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-24
TX RA APPROVED_RES 2026-02-13
OH RA APPROVED 2025-05-12
LA RA APPROVED 2023-05-02
KY RA APPROVED 2020-12-03
  • PA RA
    APPROVED
    Since 2026-03-24
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • OH RA
    APPROVED
    Since 2025-05-12
  • LA RA
    APPROVED
    Since 2023-05-02
  • KY RA
    APPROVED
    Since 2020-12-03

Branch Locations

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Age Interntional Inc. Frankfort KY 07/2012 Present
Hilliard Lyons Lexington KY 08/2017 10/2019
R.W. Baird Lexington KY 10/2019 09/2020
Vermillion Private Wealth, Ltd. Co. Lexington KY 04/2020 Present
Wixology Candle Company, Llc Lexington KY 08/2016 Present
K&V Investment Group, Llc Lexington KY 03/2013 Present
Renovus Property Group Llc Lexington KY 02/2018 03/2019
  • 07/2012 → Present
    Age Interntional Inc.
    Frankfort, KY
  • 08/2017 → 10/2019
    Hilliard Lyons
    Lexington, KY
  • 10/2019 → 09/2020
    R.W. Baird
    Lexington, KY
  • 04/2020 → Present
    Vermillion Private Wealth, Ltd. Co.
    Lexington, KY
  • 08/2016 → Present
    Wixology Candle Company, Llc
    Lexington, KY
  • 03/2013 → Present
    K&V Investment Group, Llc
    Lexington, KY
  • 02/2018 → 03/2019
    Renovus Property Group Llc
    Lexington, KY
Previous Registrations
Other Businesses

Age International, non-investment related, 229 West Main Street, Suite 202. Frankfort, KY 40601, Age International distributes single barrel bourbon. Logistics Consultant. Start date: July 2012; Activity accounts for approximately 32 hours/month, 32 hours/month during trading hours, responsible for coordination and execution of international sales and logistics. K&V Investment Group LLC, real estate investment-related. 321 Arcadia Park, Lexington, KY 40503. Owner. Buys and renovates real estate for the purpose of reselling for a profit or holding as rental property. Mr. Vermillion was involved in the analysis, purchase, renovation scheduling, and selling of property. Activity accounts for 0 hours/month, 0 hours/month during trading hours. Wixology Candle Company, LLC, non investment-related. 321 Arcadia Park, Lexington, KY 40503. Wixology produces and sells natural, wax candles. Part Owner. Start date: 08/2016. Activity accounts for approximately 12 hours/month, 2 hours/month during trading. Mr. Vermillion assists in making strategic business decisions regarding production. Haven Kentucky LLC, real estate investment-related. 2200 Burrus Drive, Lexington, KY 40513. Member. Started 12/06/2021. Invests in private real estate. Mr. Vermillion identified investment opportunities and conducted market research. Activity accounts for 0 hours/month, 0 hours/month during trading hours. Coaches for the Kids, Inc., non investment-related, non-profit. 2421 Members Way, Lexington, KY 40504 . Member, Board of Directors. Started 05/18/2026. Mr. Vermillion is on the board to raise funds for the UK Children's Hospital. Activity accounts for 5 hours/month, 0 hours/month during trading hours. Freelance Writing, non investment-related. Started 05/01/2026. Mr. Vermillion may from time-to-time receive compensation for freelance writing and editing activities. Activity accounts for 5 hours/month, 2 hours/month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-19
  • S66 Uniform Combined State Law Examination
    2017-10-19

View on SEC IAPD

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