Nicole Lynn Roberts

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-10-16
FL	RA	APPROVED	2019-10-01

TX RA
APPROVED

Since 2019-10-16
FL RA
APPROVED

Since 2019-10-01

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Birmingham	MI	07/2017	09/2019
Jpmorgan Securities Llc	Birmingham	MI	07/2017	09/2019
The Private Bank And Trust Company	Birmingham	MI	04/2007	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lake Mary	FL	09/2019	Present

07/2017 → 09/2019

Jpmorgan Chase Bank Na

Birmingham, MI
07/2017 → 09/2019

Jpmorgan Securities Llc

Birmingham, MI
04/2007 → 06/2017

The Private Bank And Trust Company

Birmingham, MI
09/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Mary, FL

Other Businesses

I*893343 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Honolulu, Hawaii, 96822-4328 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/31/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-27
S63	Uniform Securities Agent State Law Examination	2017-09-08

S66 Uniform Combined State Law Examination

2019-08-27
S63 Uniform Securities Agent State Law Examination

2017-09-08

Other Names

Nicole Lynn Sanders
Nicole Lynn Thibodeau
Nicole Lynn Cantin
Nicole Cantin
Nicole L Thibodeau
Nicole Lynn Roberts
Nicole Roberts

View on SEC IAPD